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Speach Aaron's Form 4 filing

EBET, Inc. (EBET) · filed Jan 3, 2024

Accession no.
0001683168-24-000064
Filed
Jan 3, 2024, 9:30 PM ET
Trade date
Oct 1-Dec 29, 2023
Filing delay
94 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $66.67. It was filed 94 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Speach AaronCIK 0001855385Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 1, 2023Common StockMOption exerciseAcquired+834–F1–25,622Direct
Dec 29, 2023Common StockSSaleDisposed−6,667$0.01−$66.6718,955Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 1, 2023Common StockMOption exerciseDisposed−834–F4–1,667Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

2,288 shares of common stock are held by the reporting person and 16,667 shares of common stock are held by Aaron Speachless Entertainment LLC, of which the reporting person is the manager.

Referenced by the price of 1 transaction in Table I.

F4

Issued in connection with the reporting person's employment with the Issuer.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)