Mears Robert J's Form 4 filing
Atomera Inc (ATOM) · filed Dec 5, 2023
- Accession no.
- 0001683168-23-008635
- Filed
- Dec 5, 2023
- Trade date
- Dec 1-4, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $61.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mears Robert JCIK 0001680617 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Common Stock | SSaleDisposed | −181 | $6.67 | −$1,207.27 | 119,655 | Direct | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −381 | $6.67 | −$2,541.27 | 119,274 | Direct | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −1,447 | $6.67 | −$9,651.49 | 117,827 | Direct | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −773 | $6.67 | −$5,155.91 | 117,054 | Direct | |
| Dec 1, 2023 | Common Stock | MOption exerciseAcquired | +2,882 | $3.90 | +$11,239.8 | 119,936 | Direct | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −2,882 | $6.67 | −$19,222.94 | 117,054 | Direct | |
| Dec 4, 2023 | Common Stock | SSaleDisposed | −3,251 | $7.16 | −$23,277.16 | 113,803 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Common Stock | MOption exerciseDisposed | −2,882 | $0.00 | $0 | 24,041 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.