Mears Robert J's Form 4 filing
Atomera Inc (ATOM) · filed Jun 2, 2023
- Accession no.
- 0001683168-23-003891
- Filed
- Jun 2, 2023
- Trade date
- Jun 1-2, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $128.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mears Robert JCIK 0001680617 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Common Stock | SSaleDisposed | −945 | $9.00 | −$8,505 | 129,541 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −249 | $9.00 | −$2,241 | 129,292 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −505 | $9.00 | −$4,545 | 128,787 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −118 | $9.00 | −$1,062 | 128,669 | Direct | |
| Jun 1, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $3.90 | +$39,000 | 138,669 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −10,000 | $8.81 | −$88,100 | 128,669 | Direct | |
| Jun 2, 2023 | Common Stock | SSaleDisposed | −2,800 | $8.64 | −$24,192 | 125,869 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 36,923 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.