Hart Daniel R's Form 4 filing
Avid Bioservices, Inc. (CDMO) · filed Apr 7, 2023
- Accession no.
- 0001683168-23-002229
- Filed
- Apr 7, 2023
- Trade date
- Apr 5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $23.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hart Daniel RCIK 0001346342 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2023 | Common Stock, $0.001 par value | SSaleDisposed | −750 | $19.00 | −$14,250 | 46,207 | Direct | |
| Apr 5, 2023 | Common Stock, $0.001 par value | MOption exerciseAcquired | +500 | $5.66 | +$2,830 | 46,707 | Direct | |
| Apr 5, 2023 | Common Stock, $0.001 par value | SSaleDisposed | −500 | $19.00 | −$9,500 | 46,207 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2023 | Common Stock | MOption exerciseDisposed | −500 | $0.00 | $0 | 229,880 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.