Murry Stefan J.'s Form 4 filing
Applied Optoelectronics, Inc. (AAOI) · filed Jan 19, 2023
- Accession no.
- 0001683168-23-000246
- Filed
- Jan 19, 2023
- Trade date
- Jan 17-18, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $11.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Murry Stefan J.CIK 0001587599 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 17, 2023 | Common Stock, $.001 par value | SSaleDisposed | −1,300 | $2.51 | −$3,263 | 205,130 | Direct | |
| Jan 18, 2023 | Common Stock, $.001 par value | SSaleDisposed | −3,100 | $2.50 | −$7,750 | 202,030 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.