Mears Robert J's Form 4 filing
Atomera Inc (ATOM) · filed Dec 2, 2022
- Accession no.
- 0001683168-22-008183
- Filed
- Dec 2, 2022
- Trade date
- Dec 1-2, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $120.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mears Robert JCIK 0001680617 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $3.90 | +$39,000 | 122,988 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −10,000 | $8.20 | −$82,000 | 112,988 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −248 | $8.37 | −$2,075.76 | 112,740 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −119 | $8.37 | −$996.03 | 112,621 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −944 | $8.37 | −$7,901.28 | 111,677 | Direct | |
| Dec 1, 2022 | Common Stock | SSaleDisposed | −579 | $8.37 | −$4,846.23 | 111,098 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −2,800 | $8.00 | −$22,400 | 108,298 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 56,923 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.