Holliday Roger's Form 4 filing
Lantronix Inc (LTRX) · filed Sep 19, 2022
- Accession no.
- 0001683168-22-006489
- Filed
- Sep 19, 2022
- Trade date
- Sep 15-19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $36.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holliday RogerCIK 0001801318 | Officer (VP of Worldwide Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Common Stock | AGrant or awardAcquired | +13,883 | $0.00 | $0 | 123,176 | Direct | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −2,314 | $5.50F3 | −$12,727 | 120,862 | Direct | |
| Sep 16, 2022 | Common Stock | SSaleDisposed | −2,314 | $5.23F4 | −$12,102.22 | 118,548 | Direct | |
| Sep 19, 2022 | Common Stock | SSaleDisposed | −2,314 | $5.17F5 | −$11,963.38 | 116,234 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $5.43 to $5.56. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $5.14 to $5.33. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $5.11 to $5.25. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.