Holliday Roger's Form 4 filing
Lantronix Inc (LTRX) · filed Sep 9, 2022
- Accession no.
- 0001683168-22-006293
- Filed
- Sep 9, 2022
- Trade date
- Sep 7-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $39.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holliday RogerCIK 0001801318 | Officer (VP of Worldwide Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Common Stock | AGrant or awardAcquired | +13,475 | $0.00 | $0 | 109,294 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −2,246 | $5.85F3 | −$13,139.1 | 107,048 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −2,246 | $6.04F4 | −$13,565.84 | 104,802 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −2,246 | $5.82F5 | −$13,071.72 | 102,556 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $5.99 to $6.14. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $5.80 to $5.90. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $5.74 to $5.87. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.