Whitaker Jeremy's Form 4 filing
Lantronix Inc (LTRX) · filed Sep 6, 2022
- Accession no.
- 0001683168-22-006225
- Filed
- Sep 6, 2022
- Trade date
- Sep 1-6, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $89.8K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whitaker JeremyCIK 0001337832 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Stock | MOption exerciseAcquired | +2,813 | $0.00 | $0 | 209,382 | Direct | |
| Sep 1, 2022 | Common Stock | FTax withholdingDisposed | −972 | $5.85 | −$5,686.2 | 208,410 | Direct | |
| Sep 1, 2022 | Common Stock | AGrant or awardAcquired | +30,000 | $0.00 | $0 | 238,410 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −5,000 | $5.85F5 | −$29,250 | 233,410 | Direct | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −5,000 | $6.04F6 | −$30,200 | 228,410 | Direct | |
| Sep 6, 2022 | Common Stock | SSaleDisposed | −5,000 | $6.06F7 | −$30,300 | 219,431 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Stock | MOption exerciseDisposed | −2,813 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
This transaction was executed in multiple trades at prices ranging from $5.73 to $5.92. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $5.74 to $6.15. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $6.02 to $6.11. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.