Pope Michael Ross's Form 4 filing
Focus Universal Inc. (FCUV) · filed Sep 2, 2022
- Accession no.
- 0001683168-22-006196
- Filed
- Sep 2, 2022
- Trade date
- Aug 17-Sep 2, 2022
- Filing delay
- 16 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 0 derivative transactions. Open-market sales total $577.8K. It was filed 16 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pope Michael RossCIK 0001641070 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2022 | Common Stock | AGrant or awardAcquired | +14,677 | $5.70 | +$83,658.9 | 14,677 | Direct | |
| Aug 17, 2022 | Common Stock | AGrant or awardAcquired | +10,968 | $3.00 | +$32,904 | 25,645 | Direct | |
| Aug 17, 2022 | Common Stock | AGrant or awardAcquired | +1,804 | $8.86 | +$15,983.44 | 27,449 | Direct | |
| Aug 31, 2022 | Common Stock | SSaleDisposed | −12,410 | $10.66 | −$132,290.6 | 15,039 | Direct | |
| Aug 31, 2022 | Common Stock | SSaleDisposed | −10,000 | $10.46 | −$104,600 | 20,150 | Indirect | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −4,000 | $10.06 | −$40,240 | 16,150 | Indirect | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −16,150 | $10.21 | −$164,891.5 | 0 | Indirect | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −13,493 | $10.06 | −$135,739.58 | 1,546 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.