Mears Robert J's Form 4 filing
Atomera Inc (ATOM) · filed Sep 2, 2022
- Accession no.
- 0001683168-22-006180
- Filed
- Sep 2, 2022
- Trade date
- Sep 1-2, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $174.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mears Robert JCIK 0001680617 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $3.90 | +$39,000 | 127,728 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −10,000 | $11.58 | −$115,800 | 117,728 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −970 | $12.33 | −$11,960.1 | 116,758 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −594 | $12.33 | −$7,324.02 | 116,164 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −255 | $12.33 | −$3,144.15 | 115,909 | Direct | |
| Sep 1, 2022 | Common Stock | SSaleDisposed | −121 | $12.34 | −$1,493.14 | 115,788 | Direct | |
| Sep 2, 2022 | Common Stock | SSaleDisposed | −2,800 | $12.27 | −$34,356 | 112,988 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 66,923 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.