Straten Laurie's Form 4 filing
Consumer Portfolio Services, Inc. (CPSS) · filed May 4, 2022
- Accession no.
- 0001683168-22-003202
- Filed
- May 4, 2022
- Trade date
- May 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $575.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Straten LaurieCIK 0001576501 | Officer (Sr. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2022 | Common Stock, no par value | MOption exerciseAcquired | +60,000 | $6.11 | +$366,600 | 195,000 | Direct | |
| May 2, 2022 | Common Stock, no par value | FTax withholdingDisposed | −30,550 | $12.00 | −$366,600 | 164,450 | Direct | |
| May 2, 2022 | Common Stock, no par value | SSaleDisposed | −50,000 | $11.50 | −$575,000 | 114,450 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2022 | Common Stock, No Par Value | MOption exerciseDisposed | −60,000 | –F3 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Issued in consideration of the named person's services to the issuer.
Referenced by the price of 1 transaction in Table II.