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Bradley Charles E Jr's Form 4/A amendment

Amended

Consumer Portfolio Services, Inc. (CPSS) · filed Mar 24, 2022

Accession no.
0001683168-22-001930
Filed
Mar 24, 2022
Trade date
Mar 15-16, 2022
Filing delay
9 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Mar 16, 2022

This filing lists 2 non-derivative transactions. Open-market sales total $527.0K. It was filed 9 days after the trade.

This amendment replaces 0001683168-22-001730 (filed Mar 16, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bradley Charles E JrCIK 0001028860Director, Officer (Chairman of Board, President), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2022Common Stock, No Par ValueSSaleDisposed−30,000$10.50F1−$315,0003,067,287Direct
Mar 16, 2022Common Stock, No Par ValueSSaleDisposed−20,000$10.60F2−$212,0003,047,287Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The original Form 4 filed on March 16, 2022, is being amended by this form to include this transaction which was inadvertently omitted. The price shown is the weighted average sale price for all transactions by the reporting person on 3/15/2022. All such sales were within a range of less than one dollar per share, between $10.28 to $10.78. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

The original Form 4 filed on March 16, 2022, is being amended by this form to include this transaction which was inadvertently omitted. The price shown is the weighted average sale price for all transactions by the reporting person on 3/16/2022. All such sales were within a range of less than one dollar per share, between $10.40 to $10.88. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Remarks

The original Form 4 filed on March 16, 2022, is being amended to (i) delete in its entirety the transaction reported on 3/14/22, which transaction was inadvertently reported in error; and (ii) to report the transactions listed above.

Read the full filing on SEC EDGAR (opens in a new tab)