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Bradley Charles E Jr's Form 4 filing

Consumer Portfolio Services, Inc. (CPSS) · filed Mar 14, 2022

Accession no.
0001683168-22-001658
Filed
Mar 14, 2022
Trade date
Mar 10-14, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $764.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bradley Charles E JrCIK 0001028860Director, Officer (Chairman of Board, President), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 10, 2022Common Stock, No Par ValueSSaleDisposed−30,000$11.15F1−$334,5003,137,287Direct
Mar 11, 2022Common Stock, No Par ValueSSaleDisposed−10,000$11.00F2−$110,0003,127,287Direct
Mar 14, 2022Common Stock, No Par ValueSSaleDisposed−30,000$10.67F3−$320,1003,097,287Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price shown is the weighted average sale price for all transactions by the reporting person on 3/10/2022. All such sales were within a range of less than one dollar per share, $11.03 to $11.40. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

The price shown is the weighted average sale price for all transactions by the reporting person on 3/11/2022. All such sales were within a range of less than one dollar per share, $10.88 to $11.35. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The price shown is the weighted average sale price for all transactions by the reporting person on 3/14/2022. All such sales were within a range of less than one dollar per share, $10.45 to $11.075. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)