Pickle Paul H's Form 4 filing
Lantronix Inc (LTRX) · filed Mar 4, 2022
- Accession no.
- 0001683168-22-001463
- Filed
- Mar 4, 2022
- Trade date
- Dec 30, 2021-Mar 4, 2022
- Filing delay
- 64 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $41.3K. It was filed 64 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pickle Paul HCIK 0001568957 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2021 | Common Stock | GGiftDisposed | −40,000 | $0.00 | $0 | 424,019 | Direct | |
| Mar 3, 2022 | Common Stock | MOption exerciseAcquired | +15,625 | $0.00 | $0 | 439,644 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −6,112 | $6.58F3 | −$40,216.96 | 433,532 | Direct | |
| Mar 4, 2022 | Common Stock | SSaleDisposed | −172 | $6.49F4 | −$1,116.28 | 433,360 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2022 | Common Stock | MOption exerciseDisposed | −15,625 | $0.00 | $0 | 78,125 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $6.47 to $6.70. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $6.49 to $6.65. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.