Mears Robert J's Form 4 filing
Atomera Inc (ATOM) · filed Mar 3, 2022
- Accession no.
- 0001683168-22-001418
- Filed
- Mar 3, 2022
- Trade date
- Mar 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $238.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mears Robert JCIK 0001680617 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $7.01 | +$70,100 | 137,322 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −10,000 | $16.17 | −$161,700 | 127,322 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −537 | $15.95 | −$8,565.15 | 126,785 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −556 | $15.95 | −$8,868.2 | 126,229 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −117 | $15.95 | −$1,866.15 | 126,112 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −917 | $15.95 | −$14,626.15 | 125,195 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −2,800 | $15.15 | −$42,420 | 122,395 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 90,843 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.