Laurencio Francis's Form 4 filing
Atomera Inc (ATOM) · filed Mar 3, 2022
- Accession no.
- 0001683168-22-001417
- Filed
- Mar 3, 2022
- Trade date
- Mar 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $96.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Laurencio FrancisCIK 0001680612 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | SSaleDisposed | −163 | $15.95 | −$2,599.85 | 67,600 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −758 | $15.95 | −$12,090.1 | 66,842 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −1,044 | $15.95 | −$16,651.8 | 65,798 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −779 | $15.95 | −$12,425.05 | 65,019 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −1,500 | $15.14 | −$22,710 | 63,519 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +2,000 | $3.90 | +$7,800 | 65,519 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −2,000 | $15.15 | −$30,300 | 63,519 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 62,923 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.