Mears Robert J's Form 4 filing
Atomera Inc (ATOM) · filed Dec 3, 2021
- Accession no.
- 0001683168-21-006097
- Filed
- Dec 3, 2021
- Trade date
- Dec 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $364.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mears Robert JCIK 0001680617 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | SSaleDisposed | −176 | $24.24 | −$4,266.24 | 118,946 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $7.01 | +$70,100 | 128,946 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −10,000 | $24.75 | −$247,500 | 118,946 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −451 | $24.24 | −$10,932.24 | 118,495 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −1,004 | $24.24 | −$24,336.96 | 117,491 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −569 | $24.24 | −$13,792.56 | 116,922 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −2,800 | $22.68 | −$63,504 | 114,122 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 66,923 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.