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James Adrian's Form 4 filing

Empery Digital Inc. (EMPD) · filed Nov 18, 2021

Accession no.
0001683168-21-005797
Filed
Nov 18, 2021
Trade date
Nov 17, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $337.1K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
James AdrianCIK 0001614114Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 17, 2021Common StockPPurchaseAcquired+7,916$14.69+$116,286.041,200,966Indirect
Nov 17, 2021Common StockPPurchaseAcquired+9,175$15.96+$146,4331,210,141Indirect
Nov 17, 2021Common StockPPurchaseAcquired+4,559$16.32+$74,402.881,214,700Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)