James Adrian's Form 4 filing
Empery Digital Inc. (EMPD) · filed Oct 20, 2021
- Accession no.
- 0001683168-21-004933
- Filed
- Oct 20, 2021
- Trade date
- Oct 19, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $1.05M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| James AdrianCIK 0001614114 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 19, 2021 | Common Stock | PPurchaseAcquired | +112,000 | $9.15 | +$1,024,800 | 1,097,000 | Indirect | |
| Oct 19, 2021 | Common Stock | PPurchaseAcquired | +3,000 | $8.63 | +$25,890 | 1,100,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.