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Woltosz Walter S's Form 4 filing

Simulations Plus, Inc. (SLP) · filed Aug 31, 2021

Accession no.
0001683168-21-004009
Filed
Aug 31, 2021, 3:20 PM ET
Trade date
Aug 27-30, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $828.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Woltosz Walter SCIK 0001222526Director, 10% Owner
Woltosz Virginia ECIK 0001222527Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 27, 2021Common StockSSaleDisposed−5,652$44.40F2,F3−$250,948.84,430,831Direct
Aug 27, 2021Common StockSSaleDisposed−4,048$45.05F2,F4−$182,362.44,426,783Direct
Aug 30, 2021Common StockSSaleDisposed−8,803$44.90F2,F5−$395,254.74,417,980Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4) and (5) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

Referenced by the price of 3 transactions in Table I.

F3

These shares were sold in multiple transactions at prices ranging from $43.82 to $44.74, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

These shares were sold in multiple transactions at prices ranging from $44.83 to $45.28, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

These shares were sold in multiple transactions at prices ranging from $44.54 to $45.39, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)