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Nisar Fawad's Form 4 filing

Dalrada Technology Group, Inc. (DHTI) · filed Jul 26, 2021

Accession no.
0001683168-21-003110
Filed
Jul 26, 2021, 7:22 PM ET
Trade date
Jul 14-20, 2021
Filing delay
12 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $28.8K. It was filed 12 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nisar FawadCIK 0001821885Director, Officer (COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 14, 2021Common Stock, Par Value $.005PPurchaseAcquired+130,000$0.2115F1+$27,4953,647,000Direct
Jul 20, 2021Common Stock, Par Value $.005PPurchaseAcquired+7,000$0.189+$1,3233,654,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price for the aggregate amount purchased by the reporting person is $0.20 - $0.25, with a weighted average of $0.2115. The issuer will upon request by the U.S. Securities and Exchange Commission or a Security Holder of the Issuer, provide full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)