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Herbst Marcel's Form 4 filing

Noble Romans Inc (NROM) · filed Sep 14, 2021

Accession no.
0001680070-21-000004
Filed
Sep 14, 2021
Trade date
Sep 7-9, 2021
Filing delay
7 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $8.81K. It was filed 7 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Herbst MarcelCIK 0001680070Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 7, 2021Common StockSSaleDisposed−8,626$0.65−$5,606.9250,999Indirect
Sep 9, 2021Common StockSSaleDisposed−4,999$0.64−$3,199.36246,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)