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Brock Lawrence J's Form 4 filing

Coinbase Global, Inc. (COIN) · filed Aug 22, 2024

Accession no.
0001679788-24-000159
Filed
Aug 22, 2024
Trade date
Aug 20, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 18 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.99M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brock Lawrence JCIK 0001963975Officer (Chief People Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 20, 2024Class A Common StockMOption exerciseAcquired+24,177$0.00$040,317Direct
Aug 20, 2024Class A Common StockMOption exerciseAcquired+1,285$0.00$041,602Direct
Aug 20, 2024Class A Common StockMOption exerciseAcquired+3,350$0.00$044,952Direct
Aug 20, 2024Class A Common StockMOption exerciseAcquired+4,402$0.00$049,354Direct
Aug 20, 2024Class A Common StockSSaleDisposed−1,600$191.92F3−$307,07247,754Direct
Aug 20, 2024Class A Common StockSSaleDisposed−2,700$192.99F4−$521,07345,054Direct
Aug 20, 2024Class A Common StockSSaleDisposed−1,962$193.93F5−$380,490.6643,092Direct
Aug 20, 2024Class A Common StockSSaleDisposed−3,250$195.06F6−$633,94539,842Direct
Aug 20, 2024Class A Common StockSSaleDisposed−1,469$195.96F7−$287,865.2438,373Direct
Aug 20, 2024Class A Common StockSSaleDisposed−1,000$197.36F8−$197,36037,373Direct
Aug 20, 2024Class A Common StockSSaleDisposed−500$198.38F9−$99,19036,873Direct
Aug 20, 2024Class A Common StockSSaleDisposed−500$199.46F10−$99,73036,373Direct
Aug 20, 2024Class A Common StockSSaleDisposed−300$200.76F11−$60,22836,073Direct
Aug 20, 2024Class A Common StockSSaleDisposed−300$203.00F12−$60,90035,773Direct
Aug 20, 2024Class A Common StockSSaleDisposed−400$204.43F13−$81,77235,373Direct
Aug 20, 2024Class A Common StockSSaleDisposed−509$205.84F14−$104,772.5634,864Direct
Aug 20, 2024Class A Common StockSSaleDisposed−629$206.90F15−$130,140.134,235Direct
Aug 20, 2024Class A Common StockSSaleDisposed−100$207.76−$20,77634,135Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 20, 2024Class A Common StockMOption exerciseDisposed−24,177$0.00$024,176Direct
Aug 20, 2024Class A Common StockMOption exerciseDisposed−1,285$0.00$01,286Direct
Aug 20, 2024Class A Common StockMOption exerciseDisposed−3,350$0.00$016,749Direct
Aug 20, 2024Class A Common StockMOption exerciseDisposed−4,402$0.00$039,615Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Represents the weighted average sale price. The lowest price at which shares were sold was $191.38 and the highest price at which shares were sold was $192.30. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in footnotes (3) through (15) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average sale price. The lowest price at which shares were sold was $192.43 and the highest price at which shares were sold was $193.41.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average sale price. The lowest price at which shares were sold was $193.49 and the highest price at which shares were sold was $194.28.

Referenced by the price of 1 transaction in Table I.

F6

Represents the weighted average sale price. The lowest price at which shares were sold was $194.53 and the highest price at which shares were sold was $195.42.

Referenced by the price of 1 transaction in Table I.

F7

Represents the weighted average sale price. The lowest price at which shares were sold was $195.60 and the highest price at which shares were sold was $196.41.

Referenced by the price of 1 transaction in Table I.

F8

Represents the weighted average sale price. The lowest price at which shares were sold was $197.02 and the highest price at which shares were sold was $197.74.

Referenced by the price of 1 transaction in Table I.

F9

Represents the weighted average sale price. The lowest price at which shares were sold was $198.03 and the highest price at which shares were sold was $198.95.

Referenced by the price of 1 transaction in Table I.

F10

Represents the weighted average sale price. The lowest price at which shares were sold was $199.14 and the highest price at which shares were sold was $199.87.

Referenced by the price of 1 transaction in Table I.

F11

Represents the weighted average sale price. The lowest price at which shares were sold was $200.45 and the highest price at which shares were sold was $201.06.

Referenced by the price of 1 transaction in Table I.

F12

Represents the weighted average sale price. The lowest price at which shares were sold was $202.69 and the highest price at which shares were sold was $203.21.

Referenced by the price of 1 transaction in Table I.

F13

Represents the weighted average sale price. The lowest price at which shares were sold was $204.12 and the highest price at which shares were sold was $204.93.

Referenced by the price of 1 transaction in Table I.

F14

Represents the weighted average sale price. The lowest price at which shares were sold was $205.42 and the highest price at which shares were sold was $206.20.

Referenced by the price of 1 transaction in Table I.

F15

Represents the weighted average sale price. The lowest price at which shares were sold was $206.43 and the highest price at which shares were sold was $207.29.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)