Tison Stuart's Form 4 filing
Entegris Inc (ENTG) · filed Nov 12, 2021
- Accession no.
- 0001678021-21-000008
- Filed
- Nov 12, 2021
- Trade date
- Nov 9, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $183.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tison StuartCIK 0001678021 | Officer (SVP & GM, SCEM) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | SSaleDisposed | −1,245 | $147.57 | −$183,724.65 | 69,037 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +3,217 | $31.10 | +$100,048.7 | 72,254 | Direct | |
| Nov 9, 2021 | Common Stock | FTax withholdingDisposed | −1,677 | $147.78 | −$247,827.06 | 70,577 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +2,658 | $55.72 | +$148,103.76 | 73,235 | Direct | |
| Nov 9, 2021 | Common Stock | FTax withholdingDisposed | −1,654 | $147.77 | −$244,411.58 | 71,581 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −3,217 | $0.00 | $0 | 3,217 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −2,658 | $0.00 | $0 | 7,974 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.