Shaffer Mark A's Form 4 filing
Liquidity Services Inc (LQDT) · filed May 13, 2026
- Accession no.
- 0001677053-26-000006
- Filed
- May 13, 2026
- Trade date
- May 11, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 14 non-derivative transactions and 7 derivative transactions. Open-market sales total $234.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaffer Mark ACIK 0001677053 | Officer (VP, Gen. Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +874 | $14.00 | +$12,236 | 69,540 | Indirect | |
| May 11, 2026 | Common Stock | SSaleDisposed | −874 | $34.62 | −$30,257.88 | 68,666 | Indirect | |
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +3,307 | $17.31 | +$57,244.17 | 71,973 | Indirect | |
| May 11, 2026 | Common Stock | SSaleDisposed | −3,307 | $34.62 | −$114,488.34 | 68,666 | Indirect | |
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +852 | $21.62 | +$18,420.24 | 69,518 | Indirect | |
| May 11, 2026 | Common Stock | SSaleDisposed | −852 | $34.62 | −$29,496.24 | 68,666 | Indirect | |
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +866 | $21.62 | +$18,722.92 | 69,532 | Indirect | |
| May 11, 2026 | Common Stock | SSaleDisposed | −866 | $34.62 | −$29,980.92 | 68,666 | Indirect | |
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +864 | $17.31 | +$14,955.84 | 69,530 | Indirect | |
| May 11, 2026 | Common Stock | SSaleDisposed | −864 | $35.15 | −$30,369.6 | 68,666 | Indirect | |
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +322 | $22.20 | +$7,148.4 | 68,988 | Indirect | |
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +1,301 | $14.00 | +$18,214 | 70,289 | Indirect | |
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +1,232 | $17.31 | +$21,325.92 | 71,521 | Indirect | |
| May 11, 2026 | Common Stock | MOption exerciseAcquired | +409 | $21.62 | +$8,842.58 | 71,930 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2026 | Common Stock | MOption exerciseDisposed | −322 | $0.00 | $0 | 0 | Direct | |
| May 11, 2026 | Common Stock | MOption exerciseDisposed | −3,035 | $0.00 | $0 | 1,734 | Direct | |
| May 11, 2026 | Common Stock | MOption exerciseDisposed | −8,622 | $0.00 | $0 | 2,433 | Direct | |
| May 11, 2026 | Common Stock | MOption exerciseDisposed | −10,700 | $0.00 | $0 | 7,133 | Direct | |
| May 11, 2026 | Common Stock | MOption exerciseDisposed | −4,162 | $0.00 | $0 | 2,034 | Direct | |
| May 11, 2026 | Common Stock | MOption exerciseDisposed | −11,825 | $0.00 | $0 | 2,365 | Direct | |
| May 11, 2026 | Common Stock | MOption exerciseDisposed | −10,700 | $0.00 | $0 | 7,490 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.