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Schwartz Lawrence W's Form 4 filing

FVCBankcorp, Inc. (FVCB) · filed Mar 18, 2024

Accession no.
0001675644-24-000031
Filed
Mar 18, 2024
Trade date
Jan 31-Mar 14, 2024
Filing delay
47 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $295.4K. It was filed 47 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schwartz Lawrence WCIK 0001215268Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 31, 2024Common StockGGiftDisposed−2,000$0.00$07,626Direct
Mar 14, 2024Common StockMOption exerciseAcquired+24,413$5.56+$135,736.2832,039Direct
Mar 14, 2024Common StockSSaleDisposed−24,413$12.10−$295,397.37,626Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 14, 2024Common StockMOption exerciseDisposed−24,413$5.56−$135,736.280Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)