Testa Daniel M.'s Form 4 filing
FVCBankcorp, Inc. (FVCB) · filed Mar 14, 2024
- Accession no.
- 0001675644-24-000028
- Filed
- Mar 14, 2024
- Trade date
- Mar 12-13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $175.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Testa Daniel M.CIK 0001752369 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 12, 2024 | Common Stock | MOption exerciseAcquired | +201 | $5.56 | +$1,117.56 | 175,226 | Direct | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −201 | $12.21 | −$2,454.21 | 175,025 | Direct | |
| Mar 13, 2024 | Common Stock | MOption exerciseAcquired | +14,212 | $5.56 | +$79,018.72 | 189,237 | Direct | |
| Mar 13, 2024 | Common Stock | SSaleDisposed | −14,212 | $12.14 | −$172,533.68 | 175,025 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 12, 2024 | Common Stock | MOption exerciseDisposed | −201 | $5.56 | −$1,117.56 | 14,212 | Direct | |
| Mar 13, 2024 | Common Stock | MOption exerciseDisposed | −14,212 | $5.56 | −$79,018.72 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.