Testa Daniel M.'s Form 4 filing
FVCBankcorp, Inc. (FVCB) · filed Mar 1, 2024
- Accession no.
- 0001675644-24-000023
- Filed
- Mar 1, 2024
- Trade date
- Feb 28-29, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $120.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Testa Daniel M.CIK 0001752369 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2024 | Common Stock | MOption exerciseAcquired | +2,147 | $5.56 | +$11,937.32 | 177,172 | Direct | |
| Feb 28, 2024 | Common Stock | SSaleDisposed | −2,147 | $12.00 | −$25,764 | 175,025 | Direct | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +5,000 | $5.56 | +$27,800 | 180,025 | Direct | |
| Feb 29, 2024 | Common Stock | SSaleDisposed | −5,000 | $12.25 | −$61,250 | 175,025 | Direct | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +2,799 | $5.56 | +$15,562.44 | 177,824 | Direct | |
| Feb 29, 2024 | Common Stock | SSaleDisposed | −2,799 | $12.06 | −$33,755.94 | 175,025 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2024 | Common Stock | MOption exerciseDisposed | −2,147 | $5.56 | −$11,937.32 | 22,212 | Direct | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −5,000 | $5.56 | −$27,800 | 17,212 | Direct | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −2,799 | $5.56 | −$15,562.44 | 14,413 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.