Patterson Thomas L's Form 4 filing
FVCBankcorp, Inc. (FVCB) · filed Jun 8, 2023
- Accession no.
- 0001675644-23-000074
- Filed
- Jun 8, 2023
- Trade date
- Jun 6-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $128.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Patterson Thomas LCIK 0001235210 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2023 | Common Stock | MOption exerciseAcquired | +6,103 | $5.56 | +$33,932.68 | 27,196 | Direct | |
| Jun 6, 2023 | Common Stock | SSaleDisposed | −6,103 | $10.60 | −$64,691.8 | 21,093 | Direct | |
| Jun 7, 2023 | Common Stock | MOption exerciseAcquired | +6,104 | $5.56 | +$33,938.24 | 27,197 | Direct | |
| Jun 7, 2023 | Common Stock | SSaleDisposed | −6,104 | $10.48 | −$63,969.92 | 21,093 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2023 | Common Stock | MOption exerciseDisposed | −6,103 | $5.56 | −$33,932.68 | 6,104 | Direct | |
| Jun 7, 2023 | Common Stock | MOption exerciseDisposed | −6,104 | $5.56 | −$33,938.24 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.