Testa Daniel M.'s Form 4 filing
FVCBankcorp, Inc. (FVCB) · filed Feb 7, 2023
- Accession no.
- 0001675644-23-000009
- Filed
- Feb 7, 2023
- Trade date
- Feb 3-6, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $80.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Testa Daniel M.CIK 0001752369 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +5,000 | $5.73 | +$28,650 | 180,025 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −5,000 | $14.01 | −$70,050 | 175,025 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +734 | $5.73 | +$4,205.82 | 175,759 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −734 | $14.25 | −$10,459.5 | 175,025 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −5,000 | $5.73 | −$28,650 | 18,437 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −734 | $5.73 | −$4,205.82 | 17,703 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.