Schwartz Lawrence W's Form 4 filing
FVCBankcorp, Inc. (FVCB) · filed Nov 21, 2022
- Accession no.
- 0001675644-22-000071
- Filed
- Nov 21, 2022
- Trade date
- Nov 1-18, 2022
- Filing delay
- 20 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $53.5K. It was filed 20 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwartz Lawrence WCIK 0001215268 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | GGiftDisposed | −1,225 | $0.00 | $0 | 7,701 | Direct | |
| Nov 18, 2022 | Common Stock | MOption exerciseAcquired | +2,700 | $7.17 | +$19,359 | 10,401 | Direct | |
| Nov 18, 2022 | Common Stock | SSaleDisposed | −2,700 | $19.80 | −$53,460 | 7,701 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | Common Stock | MOption exerciseDisposed | −2,700 | $7.17 | −$19,359 | 16,050 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.