Matheys Heidi J.'s Form 4 filing
Valvoline Inc (VVV) · filed Apr 5, 2023
- Accession no.
- 0001674910-23-000045
- Filed
- Apr 5, 2023
- Trade date
- Apr 3-4, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $205.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Matheys Heidi J.CIK 0001685782 | Officer (SVP, Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2023 | Common Stock | MOption exerciseAcquired | +9,684 | $20.80 | +$201,427.2 | 46,843 | Direct | |
| Apr 3, 2023 | Common Stock | FTax withholdingDisposed | −7,010 | $35.33 | −$247,663.3 | 39,833 | Direct | |
| Apr 3, 2023 | Common Stock | MOption exerciseAcquired | +11,298 | $20.29 | +$229,236.42 | 51,131 | Direct | |
| Apr 3, 2023 | Common Stock | FTax withholdingDisposed | −8,149 | $35.33 | −$287,904.17 | 42,982 | Direct | |
| Apr 4, 2023 | Common Stock | SSaleDisposed | −5,823 | $35.25 | −$205,260.75 | 37,159 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2023 | Common Stock | MOption exerciseDisposed | −9,684 | $0.00 | $0 | 0 | Direct | |
| Apr 3, 2023 | Common Stock | MOption exerciseDisposed | −11,298 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.