O'Daniel Julie Marie's Form 4 filing
Valvoline Inc (VVV) · filed Nov 15, 2021
- Accession no.
- 0001674910-21-000122
- Filed
- Nov 15, 2021
- Trade date
- Nov 11-12, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $124.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Daniel Julie MarieCIK 0001685295 | Officer (CLO and Corp. Secy) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | AGrant or awardAcquired | +10,419 | –F2 | – | 24,456 | Direct | |
| Nov 11, 2021 | Common Stock | FTax withholdingDisposed | −3,345 | $35.25 | −$117,911.25 | 21,111 | Direct | |
| Nov 12, 2021 | Common Stock | MOption exerciseAcquired | +1,274 | –F2 | – | 22,385 | Direct | |
| Nov 12, 2021 | Common Stock | FTax withholdingDisposed | −409 | $35.16 | −$14,380.44 | 21,976 | Direct | |
| Nov 12, 2021 | Common Stock | MOption exerciseAcquired | +1,347 | –F2 | – | 23,323 | Direct | |
| Nov 12, 2021 | Common Stock | FTax withholdingDisposed | −433 | $35.16 | −$15,224.28 | 22,890 | Direct | |
| Nov 12, 2021 | Common Stock | SSaleDisposed | −3,537 | $35.28 | −$124,785.36 | 19,353 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | AGrant or awardAcquired | +2,890 | $0.00 | $0 | 2,890 | Direct | |
| Nov 11, 2021 | Common Stock | AGrant or awardAcquired | +10,110 | $0.00 | $0 | 10,110 | Direct | |
| Nov 12, 2021 | Common Stock | MOption exerciseDisposed | −1,274 | $0.00 | $0 | 1,275 | Direct | |
| Nov 12, 2021 | Common Stock | MOption exerciseDisposed | −1,347 | $0.00 | $0 | 2,696 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.
Referenced by the price of 3 transactions in Table I.