O'Daniel Julie Marie's Form 4 filing
Valvoline Inc (VVV) · filed Aug 24, 2021
- Accession no.
- 0001674910-21-000095
- Filed
- Aug 24, 2021
- Trade date
- Aug 20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $148.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Daniel Julie MarieCIK 0001685295 | Officer (CLO and Corp. Secy) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Stock | MOption exerciseAcquired | +4,304 | $16.67 | +$71,747.68 | 13,369 | Direct | |
| Aug 20, 2021 | Common Stock | FTax withholdingDisposed | −3,016 | $29.81 | −$89,906.96 | 10,353 | Direct | |
| Aug 20, 2021 | Common Stock | MOption exerciseAcquired | +4,035 | $20.99 | +$84,694.65 | 14,388 | Direct | |
| Aug 20, 2021 | Common Stock | FTax withholdingDisposed | −3,226 | $29.79 | −$96,102.54 | 11,162 | Direct | |
| Aug 20, 2021 | Common Stock | MOption exerciseAcquired | +5,111 | $20.80 | +$106,308.8 | 16,273 | Direct | |
| Aug 20, 2021 | Common Stock | FTax withholdingDisposed | −4,065 | $29.78 | −$121,055.7 | 12,208 | Direct | |
| Aug 20, 2021 | Common Stock | MOption exerciseAcquired | +20,983 | $20.29 | +$425,745.07 | 33,191 | Direct | |
| Aug 20, 2021 | Common Stock | FTax withholdingDisposed | −16,440 | $29.79 | −$489,747.6 | 16,751 | Direct | |
| Aug 20, 2021 | Common Stock | MOption exerciseAcquired | +10,500 | $20.37 | +$213,885 | 27,251 | Direct | |
| Aug 20, 2021 | Common Stock | FTax withholdingDisposed | −8,245 | $29.80 | −$245,701 | 19,006 | Direct | |
| Aug 20, 2021 | Common Stock | SSaleDisposed | −4,969 | $29.81F2 | −$148,125.89 | 14,037 | Direct | |
| Aug 20, 2021 | Common Stock | ILess common codeAcquired | +2,038 | $29.81 | +$60,752.78 | 2,965 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Stock | MOption exerciseDisposed | −4,304 | $0.00 | $0 | 0 | Direct | |
| Aug 20, 2021 | Common Stock | MOption exerciseDisposed | −4,035 | $0.00 | $0 | 0 | Direct | |
| Aug 20, 2021 | Common Stock | MOption exerciseDisposed | −5,111 | $0.00 | $0 | 0 | Direct | |
| Aug 20, 2021 | Common Stock | MOption exerciseDisposed | −20,983 | $0.00 | $0 | 0 | Direct | |
| Aug 20, 2021 | Common Stock | MOption exerciseDisposed | −10,500 | $0.00 | $0 | 3,500 | Direct | |
| Aug 20, 2021 | Common Stock | ILess common codeAcquired | +3,768 | $29.81 | +$112,324.08 | 3,768 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were sold in multiple transactions at prices ranging from $29.80 to $29.821, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.