Vining Scott's Form 4 filing
JELD-WEN Holding, Inc. (JELD) · filed Mar 11, 2022
- Accession no.
- 0001674335-22-000054
- Filed
- Mar 11, 2022
- Trade date
- Mar 10, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.13M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vining ScottCIK 0001250175 | Officer (SVP & Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +16,248 | $13.34 | +$216,748.32 | 51,270 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +24,410 | $9.32 | +$227,501.2 | 75,680 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +3,487 | $14.48 | +$50,491.76 | 79,167 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +6,963 | $18.57 | +$129,302.91 | 86,130 | Direct | |
| Mar 10, 2022 | Common Stock | SSaleDisposed | −48,499 | $23.24F1 | −$1,127,116.76 | 37,631 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +16,248 | $0.00 | $0 | 16,248 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +24,410 | $0.00 | $0 | 24,410 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +3,487 | $0.00 | $0 | 3,487 | Direct | |
| Mar 10, 2022 | Common Stock | MOption exerciseAcquired | +6,963 | $0.00 | $0 | 6,963 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.19 to $23.355, inclusive. The reporting person undertakes to provide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.