Wendt Roderick's Form 4 filing
JELD-WEN Holding, Inc. (JELD) · filed Dec 15, 2021
- Accession no.
- 0001674335-21-000113
- Filed
- Dec 15, 2021
- Trade date
- Dec 13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.69M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wendt RoderickCIK 0001695332 | Director, Other: Vice Chairman |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common Stock | MOption exerciseAcquired | +99,198 | $12.47 | +$1,236,999.06 | 3,493,532 | Indirect | |
| Dec 13, 2021 | Common Stock | MOption exerciseAcquired | +42,471 | $21.77 | +$924,593.67 | 3,536,003 | Indirect | |
| Dec 13, 2021 | Common Stock | SSaleDisposed | −106,400 | $25.29 | −$2,690,856 | 3,429,603 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Common Stock | MOption exerciseDisposed | −99,198 | $0.00 | $0 | 0 | Direct | |
| Dec 13, 2021 | Common Stock | MOption exerciseDisposed | −42,471 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.