HUANG Duoduo (Howard)'s Form 4 filing
Yum China Holdings, Inc. (YUMC) · filed Aug 19, 2026
- Accession no.
- 0001673358-26-000131
- Filed
- Aug 19, 2026, 6:02 AM ET
- Trade date
- Aug 18, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.13M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| HUANG Duoduo (Howard)CIK 0001968156 | Officer (Chief Supply Chain Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2026 | Common Stock | MOption exerciseAcquired | +7,638 | $26.56 | +$202,865.28 | 34,740 | Direct | |
| Aug 18, 2026 | Common Stock | MOption exerciseAcquired | +10,479 | $41.66 | +$436,555.14 | 45,219 | Direct | |
| Aug 18, 2026 | Common Stock | SSaleDisposed | −3,344 | $47.14F1 | −$157,636.16 | 41,875 | Direct | |
| Aug 18, 2026 | Common Stock | SSaleDisposed | −1,239 | $47.14F1 | −$58,406.46 | 40,636 | Direct | |
| Aug 18, 2026 | Common Stock | DReturned to the companyDisposed | −4,294 | $47.25 | −$202,891.5 | 36,342 | Direct | |
| Aug 18, 2026 | Common Stock | DReturned to the companyDisposed | −9,240 | $47.25 | −$436,590 | 27,102 | Direct | |
| Aug 18, 2026 | Common Stock | SSaleDisposed | −19,513 | $47.07F2 | −$918,476.91 | 7,589 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2026 | Common Stock | MOption exerciseDisposed | −7,638 | $0.00 | $0 | 0 | Direct | |
| Aug 18, 2026 | Common Stock | MOption exerciseDisposed | −10,479 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $47.14 to $47.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $46.91 to $47.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.