Lu Xueling's Form 4 filing
Yum China Holdings, Inc. (YUMC) · filed Feb 25, 2026
- Accession no.
- 0001673358-26-000049
- Filed
- Feb 25, 2026
- Trade date
- Feb 24, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.31M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu XuelingCIK 0001725927 | Officer (Controller and PAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2026 | Common Stock | MOption exerciseAcquired | +3,726 | $26.56 | +$98,962.56 | 34,315 | Direct | |
| Feb 24, 2026 | Common Stock | DReturned to the companyDisposed | −1,769 | $55.97 | −$99,010.93 | 32,546 | Direct | |
| Feb 24, 2026 | Common Stock | SSaleDisposed | −1,957 | $55.92F1 | −$109,435.44 | 30,589 | Direct | |
| Feb 24, 2026 | Common Stock | SSaleDisposed | −21,547 | $55.83F2 | −$1,202,969.01 | 9,042 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2026 | Common Stock | MOption exerciseDisposed | −3,726 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $55.92 to $55.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $55.45 to $56.09. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.