Laureles Saul R.'s Form 4 filing
Stem, Inc. (STEM) · filed Mar 10, 2026
- Accession no.
- 0001672864-26-000010
- Filed
- Mar 10, 2026
- Trade date
- Mar 7-10, 2026
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Laureles Saul R.CIK 0001672864 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2026 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseAcquired | +2,916 | –F1 | – | 28,392 | Direct | |
| Mar 10, 2026 | Common Stock, Par Value $0.0001 Per Share | SSaleDisposed | −942 | $11.12 | −$10,475.04 | 27,450 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2026 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseDisposed | −2,916 | $0.00 | $0 | 2,918 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.