Paine Andrew J III's Form 4/A amendment
AmendedKeycorpKEY · filed Nov 2, 2026
- Accession no.
- 0001669883-26-000004
- Filed
- Nov 2, 2026, 4:40 PM ET
- Trade date
- Oct 28, 2026
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Oct 29, 2026
This filing lists 1 non-derivative transaction. It carries over 4 transactions from the original filing that it did not restate. Open-market sales total $829.6K. It was filed 5 days after the trade.
This amendment restates part of 0001669883-26-000003 (filed Oct 29, 2026). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Paine Andrew J IIICIK 0001669883 | Officer (Head of Institutional Bank) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2026 | Common Shares | GGiftDisposed | −7,555 | $0.00 | $0 | 184,016 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001669883-26-000003 (filed Oct 29, 2026).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2026 | Common Shares | GGiftDisposed | −11,956 | $0.00 | $0 | 102,946 | Indirect | |
| Oct 28, 2026 | Common Shares | MOption exerciseAcquired | +39,130 | $18.96 | +$741,904.8 | 230,701 | Direct | |
| Oct 28, 2026 | Common Shares | SSaleDisposed | −39,130 | $21.20F2,F3 | −$829,556 | 191,571 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2026 | Common Shares | MOption exerciseDisposed | −39,130 | $0.00 | $0 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.20 to $20.21.
Referenced by the price of 1 transaction in Table I.
- F3
The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Form 4 filed by the reporting person on October 29, 2026, inadvertently omitted an additional gift of shares effected on October 28, 2026.