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Epq LLC Amt PS's Form 4 filing

Applied Molecular Transport Inc. (AMTI) · filed Nov 18, 2021

Accession no.
0001667731-21-000314
Filed
Nov 18, 2021, 3:41 PM ET
Trade date
Nov 16-17, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $250.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Epq LLC Amt PSCIK 0001751796Other: Owner
EPIQ Capital Group, LLCCIK 0001779453Other: Managing member of 10% owner
Epq LLC, Amtb PSCIK 000178889010% Owner
Epq LLC, Amtc PSCIK 0001814486Other: Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 16, 2021Common StockPPurchaseAcquired+4,000$22.57+$90,298.48,268,240Indirect
Nov 17, 2021Common StockPPurchaseAcquired+7,135$22.38+$159,684.158,275,375Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Each of EPIQ, the EPQ Funds, and Mr. Boeding disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read the full filing on SEC EDGAR (opens in a new tab)