Ritter Stephen's Form 4 filing
Mitek Systems Inc (MITK) · filed Nov 30, 2021
- Accession no.
- 0001666983-21-000005
- Filed
- Nov 30, 2021
- Trade date
- Nov 26-30, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $44.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ritter StephenCIK 0001666983 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2021 | Common Stock | AGrant or awardAcquired | +17,700 | $0.00 | $0 | 181,311 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseAcquired | +4,223 | $0.00 | $0 | 185,534 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −1,127 | $16.73 | −$18,854.71 | 184,407 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −1,503 | $16.73 | −$25,145.19 | 182,904 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2021 | Common Stock | AGrant or awardAcquired | +23,599 | $0.00 | $0 | 54,201 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseDisposed | −4,223 | $0.00 | $0 | 49,978 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.