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Gupta Amit's Form 4 filing

Cardlytics, Inc. (CDLX) · filed Jan 6, 2025

Accession no.
0001666071-25-000002
Filed
Jan 6, 2025
Trade date
Jan 1-3, 2025
Filing delay
5 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $21.9K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gupta AmitCIK 0001961238Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 1, 2025Common StockMOption exerciseAcquired+14,349––192,868Direct
Jan 3, 2025Common StockSSaleDisposed−5,964$3.67−$21,887.88186,904Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 1, 2025Common StockMOption exerciseDisposed−14,349$0.00$071,748Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)