Venkataraman Shrikrishna's Form 4 filing
KnowBe4, Inc. (KNBE) · filed Oct 18, 2022
- Accession no.
- 0001664998-22-000108
- Filed
- Oct 18, 2022
- Trade date
- Oct 14-18, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 16 derivative transactions. Open-market sales total $322.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Venkataraman ShrikrishnaCIK 0001842466 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2022 | Class A Common Stock | CConversionAcquired | +12,800 | $0.00F1 | $0 | 389,987 | Direct | |
| Oct 14, 2022 | Class A Common Stock | SSaleDisposed | −12,800 | $24.50 | −$313,600 | 377,187 | Direct | |
| Oct 18, 2022 | Class A Common Stock | CConversionAcquired | +350 | $0.00F1 | $0 | 377,537 | Direct | |
| Oct 18, 2022 | Class A Common Stock | SSaleDisposed | −350 | $24.50 | −$8,575 | 377,187 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2022 | Class B Common Stock | MOption exerciseDisposed | −2,600 | $0.00 | $0 | 651,200 | Direct | |
| Oct 14, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,600 | $1.02 | +$2,652 | 2,600 | Direct | |
| Oct 14, 2022 | Class B Common Stock | MOption exerciseDisposed | −2,600 | $0.00 | $0 | 251,440 | Direct | |
| Oct 14, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,600 | $3.42 | +$8,892 | 5,200 | Direct | |
| Oct 14, 2022 | Class B Common Stock | MOption exerciseDisposed | −2,600 | $0.00 | $0 | 345,760 | Direct | |
| Oct 14, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,600 | $4.97 | +$12,922 | 7,800 | Direct | |
| Oct 14, 2022 | Class B Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 249,040 | Direct | |
| Oct 14, 2022 | Class A Common Stock | MOption exerciseAcquired | +5,000 | $5.60 | +$28,000 | 12,800 | Direct | |
| Oct 14, 2022 | Class A Common Stock | CConversionDisposed | −12,800 | $0.00 | $0 | 0 | Direct | |
| Oct 18, 2022 | Class B Common Stock | MOption exerciseDisposed | −200 | $0.00 | $0 | 651,000 | Direct | |
| Oct 18, 2022 | Class A Common Stock | MOption exerciseAcquired | +200 | $1.02 | +$204 | 200 | Direct | |
| Oct 18, 2022 | Class B Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 251,340 | Direct | |
| Oct 18, 2022 | Class A Common Stock | MOption exerciseAcquired | +100 | $3.42 | +$342 | 300 | Direct | |
| Oct 18, 2022 | Class B Common Stock | MOption exerciseDisposed | −50 | $0.00 | $0 | 345,710 | Direct | |
| Oct 18, 2022 | Class A Common Stock | MOption exerciseAcquired | +50 | $4.97 | +$248.5 | 350 | Direct | |
| Oct 18, 2022 | Class A Common Stock | CConversionDisposed | −350 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
Referenced by the price of 2 transactions in Table I.