Klausmeyer Kevin's Form 4 filing
KnowBe4, Inc. (KNBE) · filed Aug 12, 2022
- Accession no.
- 0001664998-22-000081
- Filed
- Aug 12, 2022
- Trade date
- Aug 10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $222.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klausmeyer KevinCIK 0001007547 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Class A Common Stock | CConversionAcquired | +11,616 | $0.00F1 | $0 | 23,428 | Direct | |
| Aug 10, 2022 | Class A Common Stock | SSaleDisposed | −5,808 | $19.11F4 | −$110,990.88 | 17,620 | Direct | |
| Aug 10, 2022 | Class A Common Stock | SSaleDisposed | −5,808 | $19.11F5 | −$110,990.88 | 11,812 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2022 | Class B Common Stock | MOption exerciseDisposed | −11,616 | $0.00 | $0 | 411,756 | Direct | |
| Aug 10, 2022 | Class A Common Stock | MOption exerciseAcquired | +11,616 | $5.71 | +$66,327.36 | 11,616 | Direct | |
| Aug 10, 2022 | Class A Common Stock | CConversionDisposed | −11,616 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 5,808 shares sold in the price range of $19.00 to $19.36 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 5,808 shares sold in the price range of $19.00 to $19.32 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.