Klausmeyer Kevin's Form 4 filing
KnowBe4, Inc. (KNBE) · filed Nov 29, 2021
- Accession no.
- 0001664998-21-000107
- Filed
- Nov 29, 2021
- Trade date
- Nov 17, 2021
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.12M. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klausmeyer KevinCIK 0001007547 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Class A Common Stock | CConversionAcquired | +167,657 | $0.00F1 | $0 | 167,657 | Direct | |
| Nov 17, 2021 | Class A Common Stock | SSaleDisposed | −167,657 | $24.55 | −$4,115,979.35 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Class B Common Stock | MOption exerciseDisposed | −167,657 | $0.00 | $0 | 529,103 | Direct | |
| Nov 17, 2021 | Class A Common Stock | MOption exerciseAcquired | +167,657 | $5.71 | +$957,321.47 | 167,657 | Direct | |
| Nov 17, 2021 | Class A Common Stock | CConversionDisposed | −167,657 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
Referenced by the price of 1 transaction in Table I.