Sjouwerman Sjoerd's Form 4 filing
KnowBe4, Inc. (KNBE) · filed Aug 25, 2021
- Accession no.
- 0001664998-21-000080
- Filed
- Aug 25, 2021
- Trade date
- Aug 23-24, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $670.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sjouwerman SjoerdCIK 0001839366 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2021 | Class A Common Stock | CConversionAcquired | +18,207 | $0.00F1 | $0 | 18,207 | Indirect | |
| Aug 23, 2021 | Class A Common Stock | SSaleDisposed | −18,207 | $22.19 | −$404,013.33 | 0 | Indirect | |
| Aug 24, 2021 | Class A Common Stock | CConversionAcquired | +11,793 | $0.00F1 | $0 | 11,793 | Indirect | |
| Aug 24, 2021 | Class A Common Stock | SSaleDisposed | −11,693 | $22.56F4 | −$263,794.08 | 100 | Indirect | |
| Aug 24, 2021 | Class A Common Stock | SSaleDisposed | −100 | $23.06 | −$2,306 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2021 | Class A Common Stock | CConversionDisposed | −18,207 | $0.00 | $0 | 4,420,035 | Indirect | |
| Aug 24, 2021 | Class A Common Stock | CConversionDisposed | −11,793 | $0.00 | $0 | 4,408,242 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
Referenced by the price of 2 transactions in Table I.
- F4
Represents the weighted average share price of an aggregate total of 11,693 shares sold in the price range of $22.03 to $23.02 by the Sjouwerman Enterprises Limited Partnership, or SELP. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.