Venkataraman Swaminathan's Form 4 filing
Bloom Energy Corp (BE) · filed Dec 20, 2021
- Accession no.
- 0001664703-21-000198
- Filed
- Dec 20, 2021
- Trade date
- Dec 16, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $95.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Venkataraman SwaminathanCIK 0001746127 | Officer (EVP of Engineering & CTO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Class A Common Stock | SSaleDisposed | −4,166 | $22.96F2 | −$95,651.36 | 99,912 | Direct | |
| Dec 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +6,666 | $0.00 | $0 | 106,578 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Class B Common Stock | MOption exerciseDisposed | −6,666 | $0.00 | $0 | 82,214 | Direct | |
| Dec 16, 2021 | Class A Common Stock | CConversionAcquired | +6,666 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.79 to $23.03. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.