Rogers William H Jr's Form 4 filing
Truist Financial Corp (TFC) · filed Jul 22, 2022
- Accession no.
- 0001664272-22-000264
- Filed
- Jul 22, 2022
- Trade date
- Jul 20, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.81M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers William H JrCIK 0001182002 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2022 | Common Stock | MOption exerciseAcquired | +142,606 | $21.17 | +$3,018,969.02 | 1,005,195.64 | Direct | |
| Jul 20, 2022 | Common Stock | SSaleDisposed | −142,606 | $47.78 | −$6,813,714.68 | 862,589.64 | Direct | |
| Jul 20, 2022 | Common Stock | GGiftDisposed | −14,862 | $0.00 | $0 | 847,727.64 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2022 | Common Stock | MOption exerciseDisposed | −142,606 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.